Materials comprised of a Paper and PowerPoint Handout.

Presenters

Tom McLaughlin, Partner, Dentons
Daniel Wong, Director, Flacks & Wong
Jack McQuire, Partner, Icehouse Ventures
Simeon Burnett, CEO and Co-founder, Snowball Effect

Chair

Jeremy Muir, Partner, MinterEllisonRuddWatts

Synopsis

For a company wishing to start up or take off, raising sufficient investment capital can be critical – but also challenging. What does the law proscribe and permit? What investment options are available? What issues should be addressed during the negotiation phase? What course should the investment process follow? What should the paperwork look like? When might nominee companies be used? Those acting for investment-seekers and investors alike will be able to upgrade their advice with this paper.

These Materials will help you

• Acquire a better understanding of the Financial Markets Conduct Act exemptions under which equity capital can be raised without a regulated disclosure document. 
• Understand the Financial Markets Authority’s new views on eligible investor certificates. 
• Gain insights into the ecosystems in New Zealand for raising capital from private investors or the crowd.
• Receive guidance on typical terms for an investment by sophisticated private investors or the crowd (including different share rights and control influence, where applicable), and develop a better sense of how current market conditions are affecting such terms. 
• Improve your understanding of the investment process. 
• Enhance your knowledge of the investment documentation required.
• Probe into the potential use of nominee companies.
  
  

Intended Audience

General practitioners as well as intermediate to senior commercial lawyers seeking to further develop their core skills. Accountants, financial advisers and other industry participants would also benefit from attending.